SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| 17021 ALDINE WESTFIELD ROAD |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co
[ BKR ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
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Chief Legal Officer
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3. Date of Earliest Transaction
(Month/Day/Year)
01/24/2023
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Class A Common Stock |
01/25/2023 |
|
M |
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10,144 |
A |
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37,899.911
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D |
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| Class A Common Stock |
01/25/2023 |
|
F |
|
2,651 |
D |
$31
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35,248.911 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Unit 01_22 |
|
01/24/2023 |
|
M |
|
|
10,144 |
|
|
Class A Common Stock |
10,144 |
$0
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20,289 |
D |
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| Restricted Stock Unit 01_23 |
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01/25/2023 |
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A |
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28,192 |
|
|
|
Class A Common Stock |
28,192 |
$0
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28,192 |
D |
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| Explanation of Responses: |
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| Remarks: |
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/s/ Fernando Contreras, Attorney-in-fact |
01/26/2023 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know all by these presents that the undersigned hereby constitutes and appoints Fernando Contreras as the undersigned's true and lawful attorney-in-fact, with full power
of substitution, to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity as a reporting person of Baker Hughes
Company (the "Company") pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and
the rules and regulations issued thereunder, Forms 3, 4 and 5 in accordance with Section 16(a) of the Exchange Act and any
Form 144, Form 8-K or other form required to be filed relating to the transaction covered by such report (collectively,
the "Required Forms");
(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete
and execute any such Required Forms and timely file such Required Forms with the United States Securities and Exchange
Commission, any stock exchange, or other authority or body; and
(3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of any of such
attorneys-in-fact or their substitutes, may be of benefit to, in the best interest of, or legally required by, the
undersigned, it being understood that the documents executed by any of such attorneys-in-fact or their substitutes on behalf
of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as
any of such attorneys-in-fact or their substitutes may approve in the discretion of any such person.
The undersigned hereby grants to each such attorney-in-fact or their substitutes full power and authority to do and perform
any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and
powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with
full power of substitution or revocation, hereby ratifying and confirming all that any of such attorneys-in-fact, or the
or substitutes of any of such attorneys-in-fact, shall lawfully do or cause to be done by virtue of this Power of
Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact or their substitutes, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company
assuming, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act or any other law, rule or
regulation.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Required
Forms with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier
revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Power of Attorney also
serves to revoke and replace as of the date hereof, any prior Power of Attorney executed by the undersigned with respect to
the ownership of securities of the Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be effective as of the 26th day of January, 2023.
Signature: /s/ Regina Jones
Name: Regina Jones
